Securities Litigation

Represents clients during enforcement and investigation proceedings conducted by the SEC, the Department of Justice, the NYSE, NASD Regulation, Inc., and other regulatory authorities. The issues targeted in these investigations range from disclosure issues surrounding Regulation D to market manipulation allegations to options backdating.

Our Firm uses its expertise and resources to help individuals recover damages from stock brokers and their firms from various improper conducts such as:
  • Churning
  • Unauthorized Trading
  • Unsuitable Trading